Reduce Costs in Compliance Management with a Top-Down, Risk-Based Scoping Approach

Reduce Costs in Compliance Management with a Top-Down, Risk-Based Scoping Approach

Published: 11/April/2010

Reading time: 15 mins

With the requirement of identifying and assessing the design and operating effectiveness of internal controls many companies have ended up producing too much documentation and performing more testing, resulting in increased costs of compliance. Regulatory agencies such as the US Securities and Exchange Commission and the Public Company Accounting Oversight Board (PCAOB) encourage companies to…

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